MH
MH

Matthew Harris

17 Years of Experience
Chicago, IL
1 DisclosureBroker

Matthew Harris is a registered investment advisor at Hightower Advisors, LLC, based in Chicago, IL, with 17 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Settled
Other Business Activities

Matthew owns Aperture Partners Inc., a consulting business providing research and analysis of asset allocation, investment managers, and client content to advisor firms. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
Hightower Advisors, LLC
April 2022 - Present · 4 yrs 1 mo
Hightower Securities, LLCBroker
April 2022 - Present · 4 yrs 1 mo
Hightower Securities, LLC
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Hightower Advisors, LLC
December 2008 - April 2021 · 12 yrs 4 mos
Hightower Securities, LLCBroker
November 2008 - April 2021 · 12 yrs 5 mos
Morgan Stanley & CO. Incorporated
May 2007 - December 2008 · 1 yr 7 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
March 2007 - April 2007 · 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.