Ricardo Torre is a registered investment advisor, based in Rockwall, TX, with 18 years of industry experience.
Location
Rockwall, TX
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
February 2024 - Present · 2 yrs 3 mos
Raymond James Financial Services Advisors, INC
February 2024 - Present · 2 yrs 3 mos
Raymond James Financial Services, INC.
February 2024 - Present · 2 yrs 3 mos
Raymond James & Associates, INC.Broker
October 2021 - Present · 4 yrs 7 mos
Raymond James & Associates, INC.
October 2021 - Present · 4 yrs 7 mos
Raymond James & Associates, INC.
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Hilltop Securities INC.
December 2019 - September 2021 · 1 yr 9 mos
Hilltop Securities INC.Broker
December 2019 - September 2021 · 1 yr 9 mos
Horace Mann Investors, INC.
January 2017 - June 2019 · 2 yrs 5 mos
Horace Mann Investors, INC.Broker
April 2016 - June 2019 · 3 yrs 2 mos
Wells Fargo Advisors, LLCBroker
January 2011 - April 2015 · 4 yrs 3 mos
Wells Fargo Advisors, LLC
January 2011 - April 2015 · 4 yrs 3 mos
Wells Fargo Investments, LLC
September 2006 - January 2011 · 4 yrs 4 mos
Wells Fargo Investments, LLCBroker
May 2006 - January 2011 · 4 yrs 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.