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Sue Sun

14 Years of Experience
El Segundo, CA
Broker

Sue Sun is a registered investment advisor at Morgan Stanley, based in El Segundo, CA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2141 Rosecrans Avenue, Suite 3100, El Segundo, CA, 90245

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sue owns Sue Sun, Inc., a business management consulting and training services firm, since 2012. The business is not actively conducting business and requires minimal time.

Employment History
Current Registrations
Morgan StanleyBroker
December 2023 - Present · 2 yrs 5 mos
Morgan Stanley
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
May 2022 - October 2022 · 5 mos
UBS Financial Services INC.Broker
May 2022 - October 2022 · 5 mos
Morgan StanleyBroker
December 2013 - June 2022 · 8 yrs 6 mos
Morgan Stanley
November 2013 - June 2022 · 8 yrs 7 mos
Morgan Stanley Smith Barney LLC
February 2010 - January 2012 · 1 yr 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - January 2012 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
April 2008 - June 2009 · 1 yr 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Sue Sun - Financial Advisor | TrueAdvisor