Andrew Parisi is a registered investment advisor, based in Castle Rock, CO, with 20 years of industry experience.
Location
Castle Rock, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew is a consultant for B. Riley Wealth Insurance, focusing on insurance sales, and an agent for Medicare Solutions, selling Medicare plans. He spends a few hours per week on each activity.
Employment History
Current Registrations
B. Riley Wealth Management
July 2022 - Present · 3 yrs 9 mos
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 9 mos
B. Riley Wealth Advisors, INC.
June 2020 - Present · 5 yrs 10 mos
Previous Registrations
National Securities CorporationBroker
June 2016 - July 2022 · 6 yrs 1 mo
Investors Capital CORP.Broker
December 2008 - July 2016 · 7 yrs 7 mos
Eastbrook Capital Group LLCBroker
January 2006 - December 2008 · 2 yrs 11 mos
State Registrations20 states
CACOCTDCDEFLGAIDMANCNJNVNYPASCSDVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.