DR
CFP
DR
CFP
Douglas Roberts
19 Years of Experience
Midlothian, TX
2 Disclosures
Douglas Roberts is a CFP-designated registered investment advisor at Clearwater Wealth Management, based in Midlothian, TX, with 19 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 8 clients with $7M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
Not specified
Number of Clients
8 clients
Average Client Portfolio
$870K average
Assets Under Management
$7.0M
Fee Structure
Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
The annual fee is negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Midlothian, TX
Get directionsHistory
Regulatory History (2)
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Employment Separation After Allegations
February 2025Customer Dispute
September 2015Withdrawn
Employment History
Current Registrations
Clearwater Wealth Management
October 2025 - Present · 7 mos
Previous Registrations
Guidestone Advisors
August 2023 - February 2025 · 1 yr 6 mos
Guidestone Advisors
December 2017 - March 2018 · 3 mos
Guidestone Advisors
October 2015 - August 2016 · 10 mos
Guidestone Financial ServicesBroker
September 2015 - February 2025 · 9 yrs 5 mos
Investment Professionals, INC.Broker
August 2012 - September 2015 · 3 yrs 1 mo
Swbc Investment Services, LLCBroker
March 2007 - August 2012 · 5 yrs 5 mos
Edward JonesBroker
April 2006 - February 2007 · 10 mos
TD Waterhouse Investor Services, INC.Broker
January 2006 - April 2006 · 3 mos
Ameritrade, INC.Broker
January 2006 - February 2006 · 1 mo
State Registrations1 state
TX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.