Kristie Waldorf is a registered investment advisor, based in Birmingham, MI, with 19 years of industry experience.
Location
111 E. Merrill St., Suite 400, Birmingham, MI, 48009
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kristie owns rental property in Lake Orion, MI. This activity is not investment-related.
Employment History
Current Registrations
Kingswood Capital Partners, LLCBroker
January 2026 - Present · 4 mos
Arax Advisory Partners
November 2025 - Present · 6 mos
Previous Registrations
UBS Financial Services INC.
March 2018 - November 2025 · 7 yrs 8 mos
UBS Financial Services INC.Broker
March 2018 - November 2025 · 7 yrs 8 mos
Morgan Stanley
October 2011 - March 2018 · 6 yrs 5 mos
Morgan StanleyBroker
October 2011 - March 2018 · 6 yrs 5 mos
Chase Investment Services CORP.
May 2010 - August 2011 · 1 yr 3 mos
Chase Investment Services CORP.Broker
April 2010 - August 2011 · 1 yr 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - April 2010 · 10 mos
Morgan Stanley Smith Barney LLC
June 2009 - April 2010 · 10 mos
Morgan Stanley & CO. IncorporatedBroker
June 2008 - June 2009 · 1 yr
Morgan Stanley & CO. Incorporated
June 2008 - June 2009 · 1 yr
Citigroup Global Markets INC.Broker
December 2006 - June 2008 · 1 yr 6 mos
Linsco/private Ledger CORP.Broker
July 2006 - December 2006 · 5 mos
Mcdonald Investments INC.Broker
March 2006 - April 2006 · 1 mo
State Registrations1 state
MI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.