JJ
JJ

Jimmy Johnson

16 Years of Experience
Louisville, KY
Broker

Jimmy Johnson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Louisville, KY, with 16 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1040 E Main St, Louisville, KY, 40206

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jimmy is a board member at Oldham County Country Club, dedicating a few hours per week. He also works as a financial advisor and officer (Vice President) at Stock Yards Bank Financial Services, Stock Yards Bank Investment Services, and Stock Yards Financial Services, spending about a quarter of his time on each.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
March 2022 - Present · 4 yrs 2 mos
Raymond James Financial Services Advisors, INC
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
June 2018 - September 2020 · 2 yrs 3 mos
U.S. Bancorp Investments, INC.
June 2018 - September 2020 · 2 yrs 3 mos
Advice and Planning Services
March 2015 - June 2018 · 3 yrs 3 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
February 2015 - June 2018 · 3 yrs 4 mos
PNC InvestmentsBroker
July 2011 - October 2013 · 2 yrs 3 mos
Chase Investment Services CORP.Broker
January 2006 - January 2011 · 5 yrs
State Registrations20 states
AKAZFLGAILINKSKYLAMIMOMTNMNYOHORSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jimmy Johnson - Financial Advisor | TrueAdvisor