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JL
CFP
JL
CFP

John Leatherwood

LPL Financial LLC
20 Years of Experience
Baton Rouge, LA
BrokerSells Insurance
View SEC Summary
View SEC Summary

John Leatherwood is a CFP-designated registered investment advisor at LPL Financial LLC, based in Baton Rouge, LA, with 20 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

10723 N Oak Hills Pkwy, Bldg A, Baton Rouge, LA, 70810

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John has several outside business activities. He uses Leatherwood Wealth Management as a business entity for tax/investment purposes, sells non-variable insurance (life, health, DI, LTC, fixed annuities) taking about a quarter of his time, operates Align Wealth Partners as a DBA for his LPL business, and owns Leatherwood Properties for real estate rental, dedicating minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2010 - Present · 16 yrs 4 mos
LPL Financial LLC
June 2010 - Present · 16 yrs 4 mos
Previous Registrations
Chase Investment Services CORP.Broker
October 2007 - June 2010 · 2 yrs 8 mos
Chase Investment Services CORP.
October 2007 - June 2010 · 2 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
November 2006 - September 2007 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2006 - September 2007 · 1 yr 2 mos
Nylife Securities INC.Broker
March 2006 - July 2006 · 4 mos
State Registrations9 states
ALCACOFLLAMOMSNCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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