Carlos Rodrigues is a registered investment advisor at Fortune Financial, based in Livingston, NJ, with 20 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 6 clients with $850K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Portfolio management fees range from 0.5% to 2.0% based on the size of the account and the complexity of the arrangement.
Fee Estimator
Location
Livingston, NJ
Get directionsHistory
Regulatory History (1)
Criminal
February 2007Other Business Activities
Carlos is the owner/operator of NJ Elevator Inspection Agency since 2010, managing inspection activities. This takes nearly full-time hours.
Employment History
Current Registrations
Fortune Financial
Previous Registrations
Fortune Financial
Fortune Financial
Fortune Financial
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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