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Carlos Morales

Insigneo Advisory Services, LLC
18 Years of Experience
San Pedro Garza Garcia, Nuevo Leon
1 DisclosureBroker
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Carlos Morales is a registered investment advisor at Insigneo Advisory Services, LLC, based in San Pedro Garza Garcia, Nuevo Leon, with 18 years of industry experience. Carlos is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Investment Management, Retirement Planning. Their firm serves 4,473 clients with $5.2B in assets under management.

Insigneo Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
223 advisors
Number of Clients
4,473 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$5.2B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual management fees typically range from 0.40% to 2.50% of assets. Proprietary Insigneo Multi Asset Portfolios charge 0.25% to 0.50% plus an additional advisor fee of 1.00% to 2.00%. All accounts also pay a platform fee of 0.05% for assets up to $2M and 0.03% for assets over $2M. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

San Pedro Garza Garcia, Nuevo Leon

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History

Regulatory History (1)
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Customer Dispute
February 2018
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Carlos is an investor in Ferrenova Grupo Industrial Sa de Cv, which operates a hardware store selling paint, tools, and supplies. He owns 51% of the business.

Employment History
Current Registrations
Insigneo Advisory Services, LLC
June 2026 - Present · 4 mos
Insigneo Securities, LLCBroker
June 2026 - Present · 4 mos
Insigneo Securities, LLC
June 2026 - Present · 4 mos
Previous Registrations
Vectorglobal Iag, INC.
July 2017 - June 2026 · 8 yrs 11 mos
Vectorglobal WmgBroker
May 2017 - June 2026 · 9 yrs 1 mo
UBS Financial Services INC.
July 2014 - May 2017 · 2 yrs 10 mos
UBS Financial Services INC.Broker
March 2014 - May 2017 · 3 yrs 2 mos
Arca Capital Investments, INC.Broker
November 2012 - October 2013 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2006 - June 2011 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2006 - June 2011 · 5 yrs 2 mos
State Registrations7 states
CAFLMAMINYOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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