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Todd Gautreaux

19 Years of Experience
Baton Rouge, LA
1 DisclosureBroker

Todd Gautreaux is a registered investment advisor at Harger and Company, INC., based in Baton Rouge, LA, with 19 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 278 clients with $120M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
278 clients
Average Client Portfolio
$443K average
Assets Under Management
$123.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Harger and Company's fees for managing your investments typically range from 0.00% to 2.00% per year of the account's value. The specific fee is negotiated between you and your advisor and agreed upon in writing. There is no minimum asset level required for this service.

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Location

8048 One Calais Ave, Suite D, Baton Rouge, LA, 70809

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History

Regulatory History (1)
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Employment Separation After Allegations
August 2020
Employment History
Current Registrations
Harger and Company, INC.Broker
September 2020 - Present · 5 yrs 8 mos
Harger and Company, INC.
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
LPL Financial LLCBroker
May 2020 - August 2020 · 3 mos
LPL Financial LLC
May 2020 - August 2020 · 3 mos
Cetera Investment Advisers LLC
June 2015 - May 2020 · 4 yrs 11 mos
Cetera Investment Services LLCBroker
June 2015 - May 2020 · 4 yrs 11 mos
Sharebuilder 401k
January 2015 - June 2015 · 5 mos
Capital One Investing, LLCBroker
January 2015 - June 2015 · 5 mos
Capital One Financial Advisors LLC
February 2012 - January 2015 · 2 yrs 11 mos
Capital One Investment Services LLCBroker
May 2008 - January 2015 · 6 yrs 8 mos
Capital One Investments, LLCBroker
June 2006 - May 2008 · 1 yr 11 mos
State Registrations10 states
ALARCOIDKYLAMSNJTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.