TH
CFP
TH
CFP

Ty Hodges

19 Years of Experience
San Antonio, TX
1 DisclosureBroker

Ty Hodges is a CFP-designated registered investment advisor at LPL Financial LLC, based in San Antonio, TX, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

211 N Loop 1604 E, Suite 165, San Antonio, TX, 78232

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2017
Denied
Other Business Activities

Ty operates Client Centric Wealth Management as a DBA for his LPL business and Hodges Wealth, LLC for tax/investment purposes. Both activities consume a full-time commitment.

Employment History
Current Registrations
LPL Financial LLC
May 2023 - Present · 3 yrs
LPL Financial LLCBroker
May 2023 - Present · 3 yrs
Previous Registrations
Spc
May 2014 - May 2023 · 9 yrs
Sigma Financial CorporationBroker
May 2014 - May 2023 · 9 yrs
Ameriprise Financial Services, INC.
May 2006 - May 2014 · 8 yrs
Ameriprise Financial Services, INC.Broker
May 2006 - May 2014 · 8 yrs
State Registrations5 states
ARCONVTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ty Hodges - Financial Advisor | TrueAdvisor