Samantha Waters is a registered investment advisor, based in Mission Woods, KS, with 11 years of industry experience.
Location
1900 Shawnee Mission Pkwy, Suite 210, Mission Woods, KS, 66205
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hightower Securities, LLC
December 2016 - Present · 9 yrs 5 mos
Hightower Advisors, LLC
December 2016 - Present · 9 yrs 5 mos
Hightower Securities, LLCBroker
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
October 2016 - December 2016 · 2 mos
UBS Financial Services INC.Broker
November 2014 - December 2016 · 2 yrs 1 mo
State Registrations1 state
KS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.