EK
CFA
EK
CFA

Erik Knutzen

13 Years of Experience
Winchester, MA
Broker

Erik Knutzen is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Winchester, MA, with 13 years of industry experience. Erik operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...

Location

Winchester, MA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Erik volunteers about 10-20% of his time each month for the MA Audubon Society, serves as a board director for the Winchester Community Music School, and dedicates time to Winchester Youth Hockey. None of these activities are investment-related or generate income.

Employment History
Current Registrations
Neuberger Berman Bd LLC
October 2014 - Present · 11 yrs 7 mos
Neuberger Berman Bd LLC
August 2014 - Present · 11 yrs 9 mos
Neuberger Berman Bd LLCBroker
August 2014 - Present · 11 yrs 9 mos
Previous Registrations
Riversource Distributors, INC.Broker
March 2007 - April 2008 · 1 yr 1 mo
Mellon Funds Distributor, L.P.Broker
February 2006 - October 2006 · 8 mos
State Registrations11 states
CADEMAMIMSNJNYPATXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Erik Knutzen - Financial Advisor | TrueAdvisor