Kelly Francis
Kelly Francis is a ChFC-designated registered investment advisor at Thirteen Twenty-Two Advisors, based in Ennis, TX, with 19 years of industry experience. Kelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.40% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable.
Fee Estimator
Location
1500 South Hall St. Ste 101, Ennis, TX, 75119
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kelly owns Kelly Francis Financial, Inc. for tax/investment purposes, dedicating minimal time. She also works as an insurance agent selling life insurance, long-term care, and fixed annuities, and operates Thirteen Twenty-Two Advisors as a DBA for her LPL business, which takes nearly full-time hours.
Employment History
Current Registrations
Thirteen Twenty-Two Advisors
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Bbva Securities INC.Broker
Bbva Wealth Solutions INC.
Bbva Compass Investment Solutions, INCBroker
Guaranty Brokerage Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.