Richard Cepak
Richard Cepak is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Ennis, TX, with 39 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
300 West Crockett Street, Ennis, TX, 75119
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is involved in several outside business activities. These include selling equity indexed annuities, managing rental property, providing tax preparation and accounting services, and working as an independent insurance agent selling life and health insurance.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Southwest Securities, INC.Broker
State Registrations10 states
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