Roberto Maldonado
Roberto Maldonado is a registered investment advisor at Independent Financial Group, LLC, based in Guaynabo, PR, with 20 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
Metro Office Park St. 1 Lot 3, Ste. 520, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (33)
Customer Dispute
April 2021Customer Dispute
October 2020Customer Dispute
April 2020Customer Dispute
October 2019Customer Dispute
August 2019Customer Dispute
August 2019Customer Dispute
August 2019Customer Dispute
July 2019Customer Dispute
July 2019Customer Dispute
June 2019Customer Dispute
May 2019Customer Dispute
April 2019Customer Dispute
March 2019Customer Dispute
December 2018Customer Dispute
December 2018Customer Dispute
November 2018Customer Dispute
November 2018Customer Dispute
October 2018Customer Dispute
September 2018Customer Dispute
September 2018Customer Dispute
August 2018Customer Dispute
July 2018Customer Dispute
June 2018Customer Dispute
June 2018Customer Dispute
April 2018Customer Dispute
January 2018Customer Dispute
January 2018Customer Dispute
September 2017Customer Dispute
November 2016Customer Dispute
April 2016Customer Dispute
January 2016Customer Dispute
December 2014Customer Dispute
May 2014Other Business ActivitiesSells Insurance
Roberto is a partner at Pension Advisors Puerto Rico, an SEC-registered RIA, dedicating full-time hours. He also engages in real estate activities and is a licensed insurance agent, spending minimal time on each.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Adviseme National Advisors
Santander Securities
Santander Securities LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.