Guillermo Dominguez
Guillermo Dominguez is a registered investment advisor at New River Investments, based in Los Angeles, CA, with 19 years of industry experience. Guillermo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56 clients with $46M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable. Lower fees for comparable services may be available from other sources. Fixed Income/Passive Accounts: 1.00%. Part Fixed/Part Actively Managed Accounts: 0.50% - 1.50%
Fee Estimator
Location
Los Angeles, CA
Get directionsHistory
Regulatory History (3)
Financial
February 2025Regulatory
February 2021Customer Dispute
September 2020Other Business Activities
Guillermo is a Registered Investment Advisor Representative at New River Investments Inc. He does not receive commissions from this business.
Employment History
Current Registrations
New River Investments
Previous Registrations
Cantella & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.