Seth Leishman
Seth Leishman is a CFP-designated registered investment advisor at LPL Financial LLC, based in Grass Valley, CA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
420 Sierra College Dr # 200, Grass Valley, CA, 95945-9529
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2019Other Business Activities
Seth is the owner of Ostrofe Financial Consultants, dedicating most of his time to this LPL business. He also works as a CPA providing tax planning and preparation services, taking about 10-20% of his time, and serves as a non-profit board member for Nevada City School District, spending minimal time.
Employment History
Current Registrations
LPL Financial LLC
Ostrofe Financial Consultants INC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Tcfg Wealth Management, LLCBroker
Woodland Leishman & Associates
National Planning CorporationBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.