EZ
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Erika Zabler

17 Years of Experience
Chicago, IL
Broker

Erika Zabler is a registered investment advisor, based in Chicago, IL, with 17 years of industry experience.

Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nuveen Asset Management, LLC
August 2022 - Present · 3 yrs 9 mos
Nuveen Securities, LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Thrivent Investment Management INC.
December 2013 - November 2020 · 6 yrs 11 mos
Thrivent Investment Management INC.Broker
November 2006 - November 2020 · 14 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Erika Zabler - Financial Advisor | TrueAdvisor