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John Kauzlarich

Park Avenue Securities LLC
20 Years of Experience
Olathe, KS
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

John Kauzlarich is a registered investment advisor at Park Avenue Securities LLC, based in Olathe, KS, with 20 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Olathe, KS

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2024
Settled
Employment Separation After Allegations
April 2008
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John uses various outside insurance carriers and dedicates a few hours per week to this activity. He is also the executor for a family member's estate, but has not yet performed any work related to it, and sells fixed disability insurance products outside of Guardian, dedicating minimal time to this.

Employment History
Current Registrations
Park Avenue Securities LLC
July 2016 - Present · 10 yrs 3 mos
Park Avenue Securities LLCBroker
August 2008 - Present · 18 yrs 2 mos
Park Avenue Securities LLC
August 2008 - Present · 18 yrs 2 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
May 2006 - April 2008 · 1 yr 11 mos
State Registrations17 states
CACOGAIAKSKYMIMNMONCNENYOKSDTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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