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AW

April Watson

19 Years of Experience
Deatsville, AL
Broker

April Watson is a registered investment advisor, based in Deatsville, AL, with 19 years of industry experience.

Location

Deatsville, AL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empower Advisory Group, LLC
December 2021 - Present · 4 yrs 5 mos
Empower Financial Services, INC.
December 2021 - Present · 4 yrs 5 mos
Empower Financial Services, INC.Broker
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
February 2016 - November 2021 · 5 yrs 9 mos
UBS Financial Services INC.Broker
February 2016 - November 2021 · 5 yrs 9 mos
Morgan Stanley
June 2009 - February 2016 · 6 yrs 8 mos
Morgan StanleyBroker
June 2009 - February 2016 · 6 yrs 8 mos
Citigroup Global Markets INC.
September 2007 - June 2009 · 1 yr 9 mos
Citigroup Global Markets INC.Broker
September 2007 - June 2009 · 1 yr 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
November 2006 - September 2007 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2006 - September 2007 · 1 yr 5 mos
State Registrations4 states
ALGAINMS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.