Michael Kane
Michael Kane is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
Get directionsHistory
Regulatory History (5)
Customer Dispute
April 2024Customer Dispute
July 2022Customer Dispute
October 2018Customer Dispute
November 2017Customer Dispute
February 2017Other Business Activities
Michael is the Director of a non-profit sports organization, Christian Baseball Club, since January 2025. His duties include soliciting donations and this takes a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Momentum Independent Network INC.
Momentum Independent Network INC.Broker
Hilltop Securities INC.
Hilltop Securities INC.Broker
Bbva Wealth Solutions INC.
Bbva Securities INC.Broker
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Capital One Investments, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.