DV
DV

Donald Troy Vieth

19 Years of Experience
2 DisclosuresBroker
Areas of Practice
Retirement PlanningFinancial Planning & CoachingEducation PlanningTax PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
78 clients
Average Client Portfolio
$578K average
Assets Under Management
$45.1M
Loading...

Location

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2017
Denied
Customer Dispute
April 2014
Denied
Employment History
Current Registrations
Quincy Wells Advisors, LLC
January 2025 - Present · 1 yr 1 mo
Great Point Capital LLCBroker
January 2025 - Present · 1 yr 1 mo
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
July 2020 - January 2025 · 4 yrs 6 mos
International Assets Investment Management, LLC
March 2017 - July 2020 · 3 yrs 4 mos
International Assets Advisory, LLCBroker
March 2017 - July 2020 · 3 yrs 4 mos
Sigma Financial CorporationBroker
January 2017 - February 2017 · 1 mo
Edward JonesBroker
April 2006 - December 2016 · 10 yrs 8 mos
State Registrations9 states
ALFLILKYMONJOHSDTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.