Stacey Nickens is a CFP-designated registered investment advisor at Elm3 Financial Group, LLC, based in Alpharetta, GA, with 19 years of industry experience. Stacey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 287 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.80% |
| $5M+ | 0.70% |
Quarterly fees may be less for employee-related accounts, at Elm3's discretion.
Fee Estimator
Location
5755 North Point Pkwy, Suite 92, Alpharetta, GA, 30022-1145
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stacey owns Elm3 CPA, Tax and Accounting, dedicating nearly full-time hours to providing tax, payroll, and bookkeeping services. She also owns Sweet Clover Creek Farm LLC and Big Pine Landscaping LLC, spending minimal time on each.
Employment History
Current Registrations
Elm3 Financial Group, LLC
State Registrations5 states
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