Sergio Vicuna is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
Get directionsHistory
Regulatory History (4)
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Financial
February 2026Final
Financial
March 2024Final
Financial
February 2024Final
Judgment / Lien
May 2023Other Business Activities
Sergio is a landlord for a rental property in Miami Beach, Florida, since September 2024. He spends minimal time on this activity after business hours.
Employment History
Current Registrations
Morgan Stanley
September 2019 - Present · 6 yrs 8 mos
Morgan StanleyBroker
May 2019 - Present · 7 yrs
Previous Registrations
J.P. Morgan Securities LLCBroker
April 2011 - May 2019 · 8 yrs 1 mo
Citigroup Global Markets INC.
December 2007 - March 2011 · 3 yrs 3 mos
Citigroup Global Markets INC.Broker
May 2007 - March 2011 · 3 yrs 10 mos
Citicorp Investment ServicesBroker
August 2006 - May 2007 · 9 mos
State Registrations7 states
CADEFLGANCNJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.