Rocio Castillo is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 1 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
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Regulatory History (2)
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Financial
April 2025Final
Financial
November 2022Final
Other Business Activities
Rocio is an online shop seller on Etsy since February 2025. This activity, which involves customer service, takes about 10-20% of her time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
September 2024 - Present · 2 yrs
Morgan StanleyBroker
September 2024 - Present · 2 yrs
Previous Registrations
Citigroup Global Markets INC.
July 2024 - October 2024 · 3 mos
Citigroup Global Markets INC.Broker
May 2024 - October 2024 · 5 mos
State Registrations16 states
CACODCDEFLGAIAINMAMDMENVNYRISDTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.