Rocio Castillo is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 2 years of industry experience. Rocio is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
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Regulatory History (2)
Financial
April 2025Financial
November 2022Other Business Activities
Rocio is an online shop seller on Etsy since February 2025. This activity, which involves customer service, takes about 10-20% of her time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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