Peter Frank Heilbron

CFA

Trace Wealth Advisors

13 Years of Experience

1 Disclosure

View SEC Summary

Areas of Practice

Investment Management

Trace Wealth Advisors

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

1 advisor

Number of Clients

61 clients

Average Client Portfolio

$4.5M average

Assets Under Management

$273.3M

Fee Structure

Financial Planning:Investment management only

Location

Los Angeles, CA

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History

Regulatory History (1)

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Customer Dispute

August 2013

Denied

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Employment History

Current Registrations

Trace Wealth Advisors

January 2022 - Present · 4 yrs 1 mo

Previous Registrations

LPL Financial LLC

April 2019 - January 2022 · 2 yrs 9 mos

RBC Capital Markets, LLC

March 2009 - June 2013 · 4 yrs 3 mos

Citigroup Global Markets INC.

May 2006 - April 2009 · 2 yrs 11 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.