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Forest Busby

19 Years of Experience
Ann Arbor, MI
Broker

Forest Busby is a registered investment advisor, based in Ann Arbor, MI, with 19 years of industry experience.

Location

300 Parkland Plaza, Ann Arbor, MI, 48103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Forest works as a financial advisor through Raymond James and is the VP of Woodforest Wealth, an affiliate of Woodforest National Bank. This takes about half of Forest's time.

Employment History
Current Registrations
Sigma Financial CorporationBroker
March 2026 - Present · 2 mos
Spc
March 2026 - Present · 2 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
October 2017 - March 2026 · 8 yrs 5 mos
Raymond James Financial Services, INC.Broker
October 2017 - March 2026 · 8 yrs 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - October 2017 · 5 yrs
J.P. Morgan Securities LLC
October 2012 - October 2017 · 5 yrs
Chase Investment Services CORP.
September 2010 - October 2012 · 2 yrs 1 mo
Chase Investment Services CORP.Broker
September 2010 - October 2012 · 2 yrs 1 mo
Edward Jones
February 2007 - August 2010 · 3 yrs 6 mos
Edward JonesBroker
April 2006 - August 2010 · 4 yrs 4 mos
State Registrations6 states
CAGAILINOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Forest Busby - Financial Advisor | TrueAdvisor