Diane Winner is a registered investment advisor at LPL Financial LLC, based in Plymouth, MI, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1333 Ann Arbor Rd W, Plymouth, MI, 48170
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Diane operates BOAA Financial Services as a DBA for her LPL business, providing financial planning and investment services, essentially full-time. She also participates in powerlifting competitions, dedicating about 10-20% of her time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Infinex Investments, INC.
Infinex Investments, INC.Broker
Essex National Securities, INC.Broker
Ifmg Securities, INC.Broker
Hantz Financial Services, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.