William Sarmiento
William Sarmiento is a registered investment advisor at Raymond James & Associates, INC., based in Coral Gables, FL, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
2333 Ponce De Leon Blvd., Suite 500, Coral Gables, FL, 33134
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William is an associate in a rental real estate business, receiving small monthly deposits, and a partner with 11% ownership in a family-held real estate corporation in Puerto Rico. He spends minimal time on these activities.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS International INC.Broker
State Registrations11 states
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