Derek Hartmann is a registered investment advisor at LPL Financial LLC, based in Woodstock, IL, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2525 Harding Ln Ste C, Woodstock, IL, 60098-6921
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Derek operates under the DBA Fraser Wealth Management Inc. for his LPL business since 2019. He also works part-time at Bunker Hill Farms and L & L Restoration, and owns rental real estate, dedicating minimal time to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ehlert Financial Group, INC.
PNC InvestmentsBroker
Natcity Investments, INC.Broker
First Investors CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.