JC
JC
Jonathan Carroll
19 Years of Experience
Daniel Island, SC
1 DisclosureBrokerSells Insurance
Jonathan Carroll is a registered investment advisor, based in Daniel Island, SC, with 19 years of industry experience.
Location
225 Seven Farms Dr, Ste 106, Daniel Island, SC, 29492
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Regulatory History (1)
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Customer Dispute
April 2011Denied
Other Business ActivitiesSells Insurance
Jonathan is an agent/broker for Commonwealth Financial Group selling fixed insurance, dedicating a few hours per week. He also volunteers as a board member for Kids Chance of South Carolina and owns Copper Bay LLC, spending minimal time on each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
March 2009 - August 2023 · 14 yrs 5 mos
Securian Financial Services, INC.Broker
June 2007 - August 2023 · 16 yrs 2 mos
Pruco Securities, LLC.Broker
April 2006 - May 2007 · 1 yr 1 mo
State Registrations27 states
AKALCOCTDCFLGAILKYLAMDMIMOMSNCNENVNYOHPASCTNTXUTVAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.