DU
DU

Dustin Unger

19 Years of Experience
Cincinnati, OH
2 DisclosuresBroker

Dustin Unger is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Cincinnati, OH, with 19 years of industry experience. Dustin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

6240 Glenway Ave, Cincinnati, OH, 45211

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2021
Closed-No Action
Customer Dispute
March 2013
Denied
Other Business Activities

Dustin is a joint owner of a farm since 2002, dedicating minimal time to farm upkeep. He is also a limited partner/investor in Simcap Holdings, which buys and manages apartment complexes, but has no day-to-day involvement.

Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
July 2015 - February 2026 · 10 yrs 7 mos
U.S. Bancorp Investments, INC.
July 2015 - February 2026 · 10 yrs 7 mos
PNC InvestmentsBroker
November 2009 - June 2015 · 5 yrs 7 mos
PNC Investments
November 2009 - June 2015 · 5 yrs 7 mos
Natcity Investments, INC.
September 2006 - November 2009 · 3 yrs 2 mos
Natcity Investments, INC.Broker
September 2006 - November 2009 · 3 yrs 2 mos
Ameriprise Financial Services, INC.
May 2006 - August 2006 · 3 mos
Ameriprise Financial Services, INC.Broker
May 2006 - August 2006 · 3 mos
State Registrations23 states
AZCACOFLIAILINKSKYMIMNMONCNJOHORPARISCTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.