JJ
JJ

Joseph Jang

17 Years of Experience
New York, NY
Broker

Joseph Jang is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in New York, NY, with 17 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

200 Liberty St Fl 31, New York, NY, 10281

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
May 2018 - Present · 8 yrs
Previous Registrations
Morgan Stanley
June 2009 - August 2016 · 7 yrs 2 mos
Morgan StanleyBroker
June 2009 - August 2016 · 7 yrs 2 mos
Citigroup Global Markets INC.Broker
February 2007 - June 2009 · 2 yrs 4 mos
Citigroup Global Markets INC.
February 2007 - June 2009 · 2 yrs 4 mos
Ameriprise Financial Services, INC.
August 2006 - October 2006 · 2 mos
Ameriprise Financial Services, INC.Broker
July 2006 - October 2006 · 3 mos
State Registrations2 states
NJNY
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.