John Faries
John Faries is a registered investment advisor at Marchand Faries Financial Management, INC., based in Parker, CO, with 9 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 90 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.75% |
| $1.0M - $2.0M | 0.50% |
| $2M+ | 0.25% |
There is a minimum annual fee of $750. Fees are negotiable in special cases.
Fee Estimator
Location
Parker, CO
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is the Chief Financial Officer of Pivot Lending Group, a mortgage lender, since August 2020. This is a full-time role, with 8 hours per day during securities trading hours, and his duties are operational.
Employment History
Current Registrations
Marchand Faries Financial Management, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Ryan Hume, ChFCState Farm Investment Management CORP.
- Andrew Gaber, CFPLPL Financial LLC
- Douglas Aumont, CFPFinancial Thinking Partner Wealth Advisors
- Douglas Askins, CFPSchwab Wealth Advisory, INC.
- Eydie Hoeppner, CFPEdward Jones
- David Cooper, CFPSchwab Wealth Advisory, INC.