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Karen Rossi

Hornor, Townsend & Kent, LLC
20 Years of Experience
Conshohocken, PA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Karen Rossi is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Conshohocken, PA, with 20 years of industry experience. Karen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 28,369 clients with $9B in assets under management.

Hornor, Townsend & Kent, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
464 advisors
Number of Clients
28,369 clients
Average Client Portfolio
$318K average
Assets Under Management
$9.0B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are up to 1.5% and do not include separate manager fees and other charges associated with third-party asset manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

161 Washington Street, Floor 11, Suite 1111, Conshohocken, PA, 19428

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Karen is a life insurance broker since 2018, dedicating nearly full-time hours to sales and service of brokerage, life, accident, health/DI/LTC, and annuity accounts. She also refers real estate clients for property/casualty insurance needs, works as a substitute board of elections worker, requests quotes for existing customers' property and casualty insurance needs, and is an HOA board member.

Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
May 2018 - Present · 8 yrs 5 mos
Hornor, Townsend & Kent, LLCBroker
April 2018 - Present · 8 yrs 6 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - March 2018 · 1 yr
MML Investors Services, LLC
March 2017 - March 2018 · 1 yr
Msi Financial Services, INC.
June 2010 - March 2017 · 6 yrs 9 mos
Msi Financial Services, INC.Broker
May 2006 - March 2017 · 10 yrs 10 mos
Metropolitan Life Insurance CompanyBroker
May 2006 - July 2007 · 1 yr 2 mos
State Registrations13 states
AZDEFLNCNJNMNVNYOHOKPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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