Heather Pratt
Heather Pratt is a registered investment advisor at Osaic Wealth, INC., based in Scottsdale, AZ, with 19 years of industry experience. Heather operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
16427 N Scottsdale Road, Suite 410, #413, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (11)
Financial
July 2020Financial
June 2020Financial
March 2020Financial
January 2019Financial
July 2018Financial
July 2018Financial
June 2018Financial
September 2017Financial
July 2017Financial
June 2017Financial
May 2016Other Business ActivitiesSells Insurance
Heather is doing business as Advisory Resource Group, an entity for Osaic business. She is also an Associate VP of Compliance and Supervision at Pacific Capital Resource Group Inc. and AVP Compliance and Supervision at Advisory Resource Group, LLC, spending about 10-20% of her time on each role, supervising sales, service, and associates.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
LPL Financial LLC
Financial Advocates Investment Management
LPL Financial LLCBroker
LPL Financial LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
1st Global Capital CORP.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.