JC
CFP
JC
CFP

Joseph Anthony Caputo

17 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningBusiness OwnersEstate Planning
Compensation
Fee-Only (AUM)
Firm Size
13 advisors
Number of Clients
4,597 clients
Average Client Portfolio
$543K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.25%
$500K - $2.0M1.00%
$2.0M - $5.0M0.85%
$5.0M - $10.0M0.75%
$10M+0.65%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Contact

JC
Joseph Anthony Caputo

Location

5950 Symphony Woods Rd., Suite 600, Columbia, MD, 21044

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Baltimore-Washington Financial Advisors
November 2012 - Present · 13 yrs 3 mos
Previous Registrations
Wells Fargo Advisors, LLC
February 2008 - September 2012 · 4 yrs 7 mos
State Registrations2 states
MDTX
Advisor
Exams
No exam information available for this advisor.
JC
Contact
Joseph Anthony Caputo