RC
RC
Robert Carpenter
35 Years of Experience
Columbia, MD
1 Disclosure
Robert Carpenter is a registered investment advisor at Baltimore-Washington Financial Advisors, based in Columbia, MD, with 35 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 5,301 clients with $3B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
13 advisors
Number of Clients
5,301 clients
Average Client Portfolio
$563K average
Assets Under Management
$3.0B
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.65% |
Higher tier clients receive complimentary or discounted financial planning and tax services.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Contact
RC
Robert Carpenter
Location
10960 Grantchester Way, Suite 110, Columbia, MD, 21044
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2008Award / Judgment
Employment History
Current Registrations
Baltimore-Washington Financial Advisors
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, INC.
March 2011 - July 2012 · 1 yr 4 mos
Ameriprise Financial Services, INC.Broker
March 2011 - July 2012 · 1 yr 4 mos
Wells Fargo Advisors, LLC
April 2007 - November 2010 · 3 yrs 7 mos
Wells Fargo Advisors, LLCBroker
April 2007 - November 2010 · 3 yrs 7 mos
Ryan Beck & CO.Broker
April 2002 - April 2007 · 5 yrs
Ryan Beck & CO.
April 2001 - April 2007 · 6 yrs
Gruntal & CO., L.L.C.Broker
July 1999 - May 2002 · 2 yrs 10 mos
The Dreyfus Service CorporationBroker
March 1998 - July 1999 · 1 yr 4 mos
Prudential Securities IncorporatedBroker
April 1995 - November 1997 · 2 yrs 7 mos
Citicorp Investment ServicesBroker
March 1994 - April 1995 · 1 yr 1 mo
Linsco/private Ledger CORP.Broker
January 1994 - July 1994 · 6 mos
Painewebber IncorporatedBroker
December 1993 - December 1993 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1990 - December 1993 · 3 yrs 10 mos
J. W. Gant & Associates, INC.Broker
December 1989 - January 1990 · 1 mo
State Registrations2 states
MDTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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