David Thompson is a registered investment advisor, based in Charlotte, NC, with 19 years of industry experience.
Location
4500 Cameron Valley Parkway, Suite 130, Charlotte, NC, 28211
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Regulatory History (1)
Employment Separation After Allegations
November 2019Other Business ActivitiesSells Insurance
David is involved in several business activities, including insurance sales (life, disability, and long-term care), DBT Consulting LLC (technology acceleration, government contracting, recruiting), Total Solutions Enterprise LLC (RIA/Multi Family office), and other holding companies and consulting roles. He dedicates a significant amount of time to Total Solutions Enterprise LLC (30 hours per week) and a few hours per week to other ventures.
Employment History
Current Registrations
Realta Equities, INC.Broker
Sparta Wealth Partners
Previous Registrations
Innovation Partners LLCBroker
Alden Capital
J. Alden Associates, INC.Broker
TD Private Client Wealth LLC
TD Private Client Wealth LLCBroker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Certus Investment Advisors, LLC
Certussecurities, INC.Broker
Capital Investment Group, INC.Broker
Capital Investment Advisory Services, LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
New England SecuritiesBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.