Ricky Whitmire
Ricky Whitmire is a registered investment advisor at LPL Financial LLC, based in New Britain, PA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
765 E Butler Ave, New Britain, PA, 18901
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2024Customer Dispute
February 2015Other Business Activities
Ricky operates under the name American Heritage Investment & Retirement Center as a DBA for his LPL business. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
PNC Investments
PNC InvestmentsBroker
M&t Securities, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.