Ricky Whitmire
Ricky Whitmire is a registered investment advisor at LPL Financial LLC, based in New Britain, PA, with 20 years of industry experience. Ricky is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
765 E Butler Ave, New Britain, PA, 18901
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2024Customer Dispute
February 2015Other Business Activities
Ricky operates under the name American Heritage Investment & Retirement Center as a DBA for his LPL business. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
PNC Investments
PNC InvestmentsBroker
M&t Securities, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.