TrueAdvisor
TrueAdvisor
BH
BH

Brian Gabbe Herbst

The Herbst Group, LLC
19 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
The Herbst Group, LLC
Compensation
Fee-Only (AUM)
Firm Size
2 advisors
Number of Clients
134 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$207.0M

Fee Structure

Financial Planning:Included in AUM fee

Location

Westfort, CT

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
The Herbst Group, LLC
July 2020 - Present · 5 yrs 7 mos
Previous Registrations
Wellington Shields & CO., LLCBroker
November 2009 - July 2020 · 10 yrs 8 mos
Shields & CompanyBroker
May 2006 - December 2009 · 3 yrs 7 mos
State Registrations2 states
CTTX
Advisor
Exams
No exam information available for this advisor.