Brian Herbst is a registered investment advisor at The Herbst Group, LLC, based in Westfort, CT, with 20 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 190 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fees range from 0.20% to 2.00% depending on portfolio size, scope, and complexity. Fees are negotiable at the discretion of the firm.
Fee Estimator
Location
Westfort, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
The Herbst Group, LLC
Previous Registrations
Wellington Shields & CO., LLCBroker
Shields & CompanyBroker
State Registrations2 states
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