Oscar Rico
Oscar Rico is a registered investment advisor at PNC Wealth Management, based in Sarasota, FL, with 19 years of industry experience. Oscar operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities. Their firm serves 157,536 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $4.0M | 1.00% |
| $4M+ | 1.00% |
Fees negotiable for accounts over $4,000,000. From time-to-time, we offer discounted pricing programs at our discretion. For example, current employees of PNCWM and their immediate family members are eligible for employee pricing.
Fee Estimator
Location
5440 Clark Rd, Sarasota, FL, 34233
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2023Customer Dispute
July 2018Customer Dispute
November 2016Customer Dispute
March 2016Employment History
Current Registrations
PNC Wealth Management
PNC Wealth Management LLCBroker
Previous Registrations
PNC Managed Account Solutions, INC.
Bbva Securities INC.Broker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
The Gms Group, LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.