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Brent Putz

Northrock Partners, LLC
18 Years of Experience
Minneapolis, MN
Sells Insurance
View SEC Summary
View SEC Summary

Brent Putz is a registered investment advisor at Northrock Partners, LLC, based in Minneapolis, MN, with 18 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 4,811 clients with $12B in assets under management.

Northrock Partners, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
92 advisors
Number of Clients
4,811 clients
Average Client Portfolio
$2.5M average
Assets Under Management
$12.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Annual fee ranges between 0.50% and 1.50% based on the size, nature, and complexity of the relationship. An additional 0.25% account-level fee applies to assets held at Schwab and Fidelity for account servicing and operational costs. There is a minimum annual fee of $5,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

225 South Sixth Street, Suite 1400, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brent may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. Brent also maintains current MN insurance licensure for accident & health, life and variable contracts.

Employment History
Current Registrations
Northrock Partners, LLC
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
February 2014 - January 2017 · 2 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
October 2007 - January 2017 · 9 yrs 3 mos
State Registrations5 states
CAMNNCTXWI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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