JS
CFP
JS
CFP

Jonathan Walter Szostek

18 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
527 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$2K
Financial Planning:Investment management only
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Location

1906 Towne Centre Blvd, Suite 260, Annapolis, MD, 21401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jonathan works as an Investment Advisor Representative for Scarborough Capital Management, an SEC registered investment advisor. This activity takes up nearly all of Jonathan's time.

Employment History
Current Registrations
Independent Financial Group, LLCBroker
January 2018 - Present · 8 yrs 1 mo
Scarborough Capital Management
January 2014 - Present · 12 yrs 1 mo
Previous Registrations
Sii Investments, INC.Broker
December 2008 - December 2017 · 9 yrs
Scarborough Capital Management, INC.
January 2008 - January 2014 · 6 yrs
Royal Alliance Associates, INC.Broker
April 2007 - December 2008 · 1 yr 8 mos
State Registrations36 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.