Maureen Whelan
Maureen Whelan is a CFP-designated registered investment advisor at M.A. Whelan Financial Planning, based in Cortlandt Manor, NY, with 4 years of industry experience. Maureen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning, Tax Planning, Women. Their firm serves 46 clients with $77M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Whelan Financial Planning charges a flat annual fee for investment management services, based on the amount of your investments and the complexity of your situation. This fee is determined at the start of the relationship and remains in effect until the advisor provides notice of a fee adjustment. The minimum annual fee for investment management is $3,000. These fees do not include any transaction fees or commissions charged by the brokerage firm. Fees are payable quarterly in arrears.
Contact
Maureen Whelan
Location
Cortlandt Manor, NY
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
M.A. Whelan Financial Planning
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams