CN
CFA · CFP
CN
CFA · CFP
Christopher Norris is a CFA, CFP-designated registered investment advisor, based in Cortlandt Manor, NY, with 13 years of industry experience.
Location
Cortlandt Manor, NY
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
T. Rowe Price Investment Services, INC.
January 2024 - Present · 2 yrs 4 mos
T. Rowe Price Associates, INC.
January 2024 - Present · 2 yrs 4 mos
T. Rowe Price Investment Services, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Altaccess Securities Company, L.P.Broker
September 2022 - December 2023 · 1 yr 3 mos
Emerson Equity LLCBroker
March 2020 - September 2022 · 2 yrs 6 mos
Pimco Investments LLCBroker
June 2013 - February 2020 · 6 yrs 8 mos
Morgan Stanley
October 2012 - June 2013 · 8 mos
Morgan StanleyBroker
September 2012 - June 2013 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.