Charles Molloy is a registered investment advisor at LPL Financial LLC, based in Goshen, IN, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
300 W Lincoln Ave, Goshen, IN, 46526
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Charles operates under the DBAs Erie Advisors and Corry Advisors for his LPL business. He also works as a licensed branch employee at Erie Federal Credit Union and Corry Federal Credit Union full-time, and works as a contract driver for Lyft, Grubhub, Uber/Uber Eats, and DoorDash, spending about a quarter of his time on DoorDash and about 10-20% of his time on Grubhub.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
PNC Investments
PNC InvestmentsBroker
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
TD Ameritrade Investment Management, LLC
Scottrade Investment Management
Scottrade, INC.Broker
Gwn Securities INC.Broker
Cadaret, Grant & CO., INC.Broker
Edward JonesBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.