RF
RF

Robert Faust

18 Years of Experience
Lodi, CA
Broker

Robert Faust is a registered investment advisor, based in Lodi, CA, with 18 years of industry experience.

Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Robert works as a business development manager for Barrett Business Services Inc., selling HR/payroll and staffing services, dedicating nearly full-time hours. He also serves as a trustee for an immediate family trust, requiring minimal time, and works as a business development manager for Visiting Angels, marketing non-medical home health care, dedicating full-time hours.

Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
April 2021 - Present · 5 yrs 1 mo
Cetera Investment Advisers LLC
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Raymond James Financial Services Advisors, INC
November 2017 - January 2021 · 3 yrs 2 mos
Raymond James Financial Services, INC.Broker
November 2017 - January 2021 · 3 yrs 2 mos
Investment Centers of America, INC.
January 2017 - November 2017 · 10 mos
Investment Centers of America, INC.Broker
January 2017 - November 2017 · 10 mos
Msi Financial Services, INC.
February 2014 - January 2017 · 2 yrs 11 mos
Msi Financial Services, INC.Broker
January 2014 - January 2017 · 3 yrs
Ing Financial Partners, INC.Broker
November 2012 - December 2013 · 1 yr 1 mo
Ing Financial Partners, INC.Broker
April 2011 - November 2012 · 1 yr 7 mos
Bbva Compass Investment Solutions, INCBroker
February 2010 - December 2010 · 10 mos
Guaranty Brokerage Services, INC.Broker
November 2008 - December 2009 · 1 yr 1 mo
Signator Investors, INC.
January 2008 - October 2008 · 9 mos
Signator Investors, INC.Broker
December 2007 - October 2008 · 10 mos
Waddell & Reed, INC.
September 2006 - November 2007 · 1 yr 2 mos
Waddell & Reed, INC.Broker
September 2006 - November 2007 · 1 yr 2 mos
State Registrations1 state
CA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.